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Monitorships & Independent Compliance Reviews

Court-, regulator-, or board-mandated monitorships and independent reviews, including post-settlement compliance programmes. We are explicit about independence: we will not accept a monitorship where we hold a conflicting commercial interest.

Typical engagements

  • 01Independent monitor in a post-settlement compliance programme
  • 02Board-commissioned review of a compliance function
  • 03Independent review of an internal investigation
  • 04Programme assessment against EU and US enforcement expectations

How we work

  1. 01 / Scoping

    Mandate definition, independence assessment, and stakeholder protocol.

  2. 02 / Delivery

    Document review, interviews, and field testing under a defined work plan.

  3. 03 / Handover

    Reporting to the appointing authority on the agreed cadence.

Deliverables

  • Independent reports to the court, regulator, or board
  • Findings, recommendations, and remediation tracking
  • Annual or interim certifications as required

Have a mandate in mind?

We respond to qualified enquiries within one business day.

Discuss a mandate